Form 10-K and How to Avoid Regulatory Actions From the SEC (OnDemand Webinar)

$199.00

SKU: 409804EAU

Description

Gain an understanding of Form 10K and what is required to complete it.The annual report on Form 10K is the major disclosure report filed with the Securities and Exchange Commission by publiclytraded companies. Whether you read Form 10K reports or write them, the Form 10K report is one of the most significant documents that a publiclytraded company issues. For the investor, Form 10K is a snapshot of the company at a particular point in time. For the writer, Form 10K is an opportunity to protect the company from lawsuits and enforcement actions. This course helps those who prepare Form 10K and investors who read Form 10K to know what Form 10K mandates, how to read a Form 10K, and how to include good disclosure, which will head off future liability.

Date: 2022-03-21 Start Time: End Time:

Learning Objectives

Introduction
• The Integrated Disclosure System

The Parts of the Form 10-K Report
• The Cover Page
• Items 1 Through 7A: Narrative Disclosure
• Items 8 Through 9A: The Financial Report
• Items 10 Through 14: Corporate Governance
• Item 15: Exhibits

Principles of Good Disclosure
• Plain English
• Forward-Looking Statements
• Trends and Uncertainties

Examples of Liability
• SEC Actions and Private Lawsuits

AIPB ,Additional credit may be available upon request. Contact Lorman at 866-352-9540 for further information.

Christopher J. Bonner, Esq.-Barclay Damon LLP